Financial Conduct Authority (FCA)
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Oct- 2021 -12 OctoberRegulators
FCA staff launch formal petition for union recognition
Staff at the Financial Conduct Authority (FCA) have launched a formal petition for union recognition following concerns they have with…
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Sep- 2021 -28 SeptemberCrime
Financial advisor banned for failing to declare side income
The Financial Conduct Authority (FCA) has issued a ban to financial advisor Anthony George after he provided false self-assessment tax…
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Aug- 2021 -13 AugustRegulators
FCA receives 2,754 allegations of misconduct from whistleblowers
The Financial Conduct Authority (FCA) has received a total of 2,754 separate allegations of misconduct, including fraud, money laundering and…
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11 AugustAccounting Standards
FCA issues £1.28m fine to ‘seriously incompetent’ advisor
The Financial Conduct Authority (FCA) has issued a £1.28m fine to Geoffrey Edward Armin for “seriously incompetent” advisory activities. Armin,…
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Jul- 2021 -21 JulyCompanies
The Insolvency Service and FCA to address debt packager firm concerns
The Insolvency Service has joined forces with the Financial Conduct Agency (FCA) following concerns in the conduct of some debt…
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12 JulyRegulators
FRC updates quality management standards for audit firms
The Financial Reporting Council (FRC) has issued revised quality management standards for an audit firm’s responsibilities to design, implement and…
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7 JulyRegulators
FCA, PRA and BoE launch diversity consultation for financial services
The Financial Conduct Authority, the Prudential Regulation Authority (PRA) and the Bank of England have launched a joint consolation to…
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5 JulyRegulators
FCA launches consultation on primary market reforms
The Financial Conduct Authority (FCA) has announced the launch of a consultation on a series of proposed reforms to improve…
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Jun- 2021 -28 JuneRegulators
FCA issues consumer warning on Binance Group
The Financial Conduct Authority (FCA) has issued a consumer warning regarding Binance Markets Limited, which is a part of the…
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28 JuneCompanies
FCA issues company £110,000 fine for ‘cold calling’
The Financial Conduct Authority (FCA) has issued a £110,000 fine to the claims management company, Crosfill and Archer Claims Limited,…
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