Regulators
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Apr- 2021 -29 April
FCA launches review into reforming capital markets
The Financial Conduct Authority (FCA) has announced it has launched a review into reforming the country’s capital markets. Specifically, the…
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26 April
How has the audit reform impacted mid-tier accountancy firms?
The reform Business secretary Kwasi Kwarteng recently let the UK know that the government would reform its audit regime after…
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23 April
FCA begins proceedings for fraud and unauthorised business
The Financial Conduct Authority (FCA) has begun criminal proceedings for fraud and unauthorised business against Larry Barreto and Tassib Hussain.…
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9 April
Charity Commission calls for views on updated investment guidance
The Charity Commission is calling for views and opinions on the updated draft guidance for responsible investments. The regulator defines…
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8 April
FRC moves towards becoming ARGA
The Financial Reporting Council (FRC) has announced in its 2021/22 strategy plans that will see it move towards becoming the…
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Mar- 2021 -29 March
FCA publishes Decision Notice for misconduct against financial advisor
The Financial Conduct Authority (FCA) has published a Decision Notice regarding Jon Frensham of Frensham Wealth Limited. The regulator has…
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18 March
TPR calls for industry consensus on single code of practice
The Pensions Regulator (TPR) has called for the industry to express its view on its endeavour to create a single…
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1 March
FRC calls for more guidance over UK Corporate Governance Code
The Financial Reporting Council (FRC) is calling for more guidance regarding changes to the UK Corporate Governance Code. Calls for…
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Feb- 2021 -26 February
FCA shuffles senior team with four new appointments
The FCA has made four appointments to its senior team as part of a “transformation programme”, led by its new…
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24 February
FCA publishes guidance on treatment of vulnerable customers
The Financial Conduct Authority (FCA) has published guidance for firms regarding the fair treatment of vulnerable customers. According to the…
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