Regulators
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Jan- 2021 -28 January
FCA warns over ‘clone firm’ investment scams
The Financial Conduct Authority (FCA) has issued a warning to the public over ‘clone firm’ investment scams. Clone firms are…
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26 January
Charity Commission appoints former GT partner to its board
The Charity Commission has welcomed a new member to its board of directors. Will Lifford, a former partner at Grant…
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15 January
TPR publishes response to DB funding code consultation
The Pensions Regulator (TPR) has published an interim response to its first defined benefit (DB) funding code consultation. Its consultation…
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14 January
APPG to investigate insolvency industry
The All-Party Parliamentary Group (APPG) on Fair Business Banking, has launched an investigation into the UK insolvency profession. Joined by…
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8 January
FCA publishes Covid-19 financial resilience survey data
The Financial Conduct Authority (FCA) has published the findings from its Covid-19 financial resilience surveys. The surveys were delivered to…
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Dec- 2020 -22 December
FCA criticised over regulatory failings at failed firm
An independent report, carried out by Dame Elizabeth Gloster, into the regulation and supervision of London Capital and Finance (LCF)…
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9 December
FRC calls for ‘challenge culture’ in audit firms
The Financial Reporting Council (FRC) is cautioning on the need for challenge culture in audit firms, after “consistently” finding that…
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Nov- 2020 -17 November
FCA cautions Carillion over ‘misleading’ reporting
The Financial Conduct Authority (FCA) has issued a warning notice to Carillion over “misleading” reporting. The regulator emphasised a number…
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16 November
FRC reveals company reporting expectations for 2020/21
The FRC has published its annual end of year letter to CEOs, CFOs and audit committee chairs, outlining the body’s…
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13 November
FRC urges auditors to ‘redouble’ efforts during Covid
The Financial Reporting Council (FRC) is urging auditors to “redouble” their efforts in order to rectify inconsistent audit reporting. The…
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