Regulators
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Apr- 2021 -8 April
FRC moves towards becoming ARGA
The Financial Reporting Council (FRC) has announced in its 2021/22 strategy plans that will see it move towards becoming the…
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Mar- 2021 -29 March
FCA publishes Decision Notice for misconduct against financial advisor
The Financial Conduct Authority (FCA) has published a Decision Notice regarding Jon Frensham of Frensham Wealth Limited. The regulator has…
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18 March
TPR calls for industry consensus on single code of practice
The Pensions Regulator (TPR) has called for the industry to express its view on its endeavour to create a single…
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1 March
FRC calls for more guidance over UK Corporate Governance Code
The Financial Reporting Council (FRC) is calling for more guidance regarding changes to the UK Corporate Governance Code. Calls for…
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Feb- 2021 -26 February
FCA shuffles senior team with four new appointments
The FCA has made four appointments to its senior team as part of a “transformation programme”, led by its new…
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24 February
FCA publishes guidance on treatment of vulnerable customers
The Financial Conduct Authority (FCA) has published guidance for firms regarding the fair treatment of vulnerable customers. According to the…
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19 February
FCA faces pressure over Woodford inquiry
MPs have called upon the government to take action over the FCA’s stalled investigation into the collapse of Neil Woodford’s…
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17 February
FCA set to increase third country auditor fees by 10%
The Financial Conduct Authority (FCA) has announced its planning to increase the fees for third country auditors by 10%. Third…
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Jan- 2021 -28 January
FCA warns over ‘clone firm’ investment scams
The Financial Conduct Authority (FCA) has issued a warning to the public over ‘clone firm’ investment scams. Clone firms are…
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26 January
Charity Commission appoints former GT partner to its board
The Charity Commission has welcomed a new member to its board of directors. Will Lifford, a former partner at Grant…
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