Judd Advisory supports FCA authorisation of Haverstock Capital

Compliance consultancy Judd Advisory has provided regulatory support to Haverstock Capital, a UK-based European mid-cap equity investment manager, in its pursuit of authorisation from the Financial Conduct Authority. 

The approval enables Haverstock to begin regulated investment management activities in the UK following a review by the regulator of the firm’s governance, risk management and operational arrangements.

Judd Advisory worked with Haverstock throughout the application process, advising on regulatory structure, preparing authorisation documentation and supporting engagement with the FCA during its due diligence.

The consultancy said the project reflected its focus on supporting asset managers seeking to launch and navigate complex regulatory approvals.

Danny Sims, co-founder and FCA authorisation lead at Judd Advisory, said: “Securing FCA authorisation requires far more than technical compliance; it demands a clear regulatory narrative, robust governance design, and absolute credibility with the regulator.

“Haverstock Capital demonstrated a strong institutional mindset from day one, and it was a pleasure to work alongside their team to navigate the FCA process so comprehensively and efficiently.”

Following approval, Haverstock has appointed Judd Advisory to provide ongoing compliance support as the business grows.

Adam Davies, chief executive and co-founder of Haverstock Capital, added: “Judd Advisory were exceptional throughout the authorisation process – pragmatic, responsive, and deeply knowledgeable about FCA expectations.

“Their work gave us confidence not only in securing approval, but in building a compliance framework that supports long-term institutional growth. We are pleased to appoint Judd Advisory on a retained basis to help us maintain the highest standards as we move forward.”