Popular now
Affinia expands Midlands presence with Towcester acquisition

Affinia expands Midlands presence with Towcester acquisition

The Uncommon Practice appoints director to lead regional growth

The Uncommon Practice appoints director to lead regional growth

Talent shortages force accountancy firms to turn away clients

Talent shortages force accountancy firms to turn away clients

Topic Hub

Enforcement

Our coverage on Enforcement examines regulatory actions and disciplinary proceedings affecting UK accountancy firms and professionals. Accountancy Today reports on enforcement activities by bodies such as the Financial Reporting Council (FRC) and HM Revenue & Customs (HMRC), highlighting cases involving audit failures, breaches of professional standards, and non-compliance with tax obligations. We provide insights into recent sanctions, including fines and bans imposed on firms and individuals, and analyze the implications of these actions for audit quality, corporate governance, and professional accountability. This coverage supports accountants, partners, and compliance officers in understanding the evolving enforcement landscape and its impact on the accountancy profession.

Enforcement

Our coverage on Enforcement examines regulatory actions and disciplinary proceedings affecting UK accountancy firms and professionals. Accountancy Today reports on enforcement activities by bodies such as the Financial Reporting Council (FRC) and HM Revenue & Customs (HMRC), highlighting cases involving audit failures, breaches of professional standards, and non-compliance with tax obligations. We provide insights into recent sanctions, including fines and bans imposed on firms and individuals, and analyze the implications of these actions for audit quality, corporate governance, and professional accountability. This coverage supports accountants, partners, and compliance officers in understanding the evolving enforcement landscape and its impact on the accountancy profession.

HMRC ‘well placed’ to seek major investment to boost enforcement

HMRC is “well placed” to seek a major investment package as the UK emerges from the current…

FCA faces pressure over Woodford inquiry

MPs have called upon the government to take action over the FCA’s stalled investigation into…

FCA warns over ‘clone firm’ investment scams

The Financial Conduct Authority (FCA) has issued a warning to the public over ‘clone firm’…

Grant Thornton strengthens insolvency and asset recovery team

Grant Thornton UK has announced the strengthening of its insolvency and asset recovery…

The effect of Covid-19 on business disputes

As businesses in all sectors adapt to the challenges delivered by the Covid-19 pandemic,…

Deutsche Bank fined £88m for FCPA violations

The Securities and Exchange Commission (SEC) has announced charges against Deutsche Bank AG…

FCA fines Charles Schwab UK £8.96m

The FCA has fined stockbrokers Charles Schwab UK (CSUK) £8.96m for failing to “adequately…

FCA slaps hedge fund CIO with £100k ‘market abuse’ fine

The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and chief…

FCA slaps LJ Financial Planning with £100k fine

The FCA has fined financial advice firm, LJ Financial Planning Ltd (LJFP) £107,200 for…

FCA fines brokers £3.5m for market misconduct

The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, almost…
Secret Link